1 Nov 2017

Permanent Compliance Assistant


NOTE: This job listing has expired and may no longer be relevant!

Job Description


  • Acting as a knowledge resource, providing advice, assistance and guidance for routine KYC activities.
  • Identifying, assessing and addressing, where possible, KYC issues requiring escalation.
  • Reviewing KYC documentation and following-up KYC requests (where applicable).
  • Ensure that the KYC is obtained in the most efficient manner.
  • Demonstrate compliance with KYC policies and correct use of KYC methods of approval.
  • Help ensure the overall KYC status is within the parameters for KYC non-compliant percentages.
  • Reviewing and monitoring the quality of KYC materials collected in accordance with the risk based review procedures and identifying and filling any deficiencies.
  • Reporting to the Compliance Officer / Regional Head of Compliance (as appropriate) on a regular basis summarising any queries or any trends identified.
  • Dealing with any other compliance related queries as assigned.


  • 2-3 years relevant experience
  • Experience in Law Firm
  • Ability to work under pressure
  • Flexible and willing to learn, good team player and self-motivated with a strong sense of responsibility
  • Fluent in spoken and written of English and Chinese (Cantonese and Mandarin)

How to Apply

If you are interested in this position please send your CV and salary expectations in Word Format to clara@mainstayasia.com and put "Compliance Assistant" in the Subject Heading. Personal data collected will be used for recruitment purposes only and in accordance with our Data Policy Statement (“Privacy Statement”)

Job Categories: Legal Occupations. Job Types: Permanent.

Apply for this Job

 More Hong Kong Jobs
Senior UX / UI Designer, Senior .NET Developer (C#), Head of Compliance, Curriculum Developer in Haizhu, Guangzhou, Senior Information Security Analyst, Marketing Manager – Hotel Relations, Teach in Yangjiang, Guangdong provided, up to 12k per month, Z visa provided, start in September, Network Operations Officer, Technical Consultant (IT), Head of PMO, Director for Research, Assistant Project Manager,
Follow us and join our HUGE Facebook group!
Please join us on Twitter, our Facebook group or on Google+